The following provide links to the rules and regulations governing CILEx Authorised Entities.
The information will also support CILEx members either running their own firms providing non-reserved legal activities and/or members of the legal profession considering applying to CILEx Regulation for entity regulation.
Practice rules
- CILEx Accounts Rules
- CILEx Authorisation Rules
- CILEx Code of Conduct
- CILEx Regulation Compensation Arrangements Rules
- CILEx Professional Indemnity Insurance Rules
- Strategic Risk Committee Rules
- CILEx Licensing Rules (coming in 2019)
- CILEx Regulation Transparency Rules
Governance
- Roles and Responsibilities for Entity Regulation
- Approach to applicant Entities seeking authorisation
Guidance
- Titles, Logos and Regulatory Statement (Authorised Entities)
- Titles, Logos and Regulatory Statement (Non-Authorised Entities)
- First Tier Complaints Handling Guidance
- Alternative Dispute Resolution (ADR) Guidance
- Fitness to Own Guidance
- CILEx Regulation Compensation Arrangements Guidance
- Transparency Guidance
- Transparency Rules Checklist
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